Per se and per accidens multiplication of causes

Can there be an infinite sequence of efficient causes? Famously, Aquinas says both “No” and “Yes”, and makes a distinction between a per se ordering (“No”) and an accidental ordering (“Yes”). But it is difficult to reconstruct how the distinction goes, and whether there is good reason to maintain given modern physics.

Here is the central passage from Summa Theologiae I.46.2 reply 7, in Freddoso’s translation:

It is impossible to proceed to infinity per se among efficient causes, i.e., it is impossible for causes that are required per se for a given effect to be multiplied to infinity—as, for instance, if a rock were being moved with a stick, and the stick were being moved by a hand, and so on ad infinitum.

By contrast, it is not impossible to proceed to infinity per accidens among agent causes, i.e., it is not impossible if all the causes that are multiplied to infinity belong to a single order (ordinem) of causes and if their multiplication is incidental (per accidens)—as, for instance, if a craftsman were to use many hammers incidentally, because one after another kept breaking. In such a case, it is incidental to any given hammer that it acts after the action of a given one of the other hammers. In the same way, it is incidental to this man, insofar as he generates, that he himself was generated by another. For he generates insofar as he is a man and not insofar as he is the son of some other man, since all the men who generate belong to the same order (gradum) of efficient causality, viz., the order of a particular generating cause. In this sense, it is not impossible for man to be generated by man ad infinitum.

However, it would indeed be impossible for the generation of this man to depend upon that man, and upon an elemental body [a corpore elementari], and upon the sun, and so on ad infinitum.

What’s going on here? Re-reading the text (and double-checking against the Latin) I notice that per se and per accidens are introduced not as modifying the causal relations, but the infinite multiplication of causes. No indication is given initially that the causation functions differently in the two cases. Further, it is striking that both of the examples of per accidens multiplication of causes involve causes of the same type: hammers and humans (Freddoso’s “man” translates homo throughout the text).

To a first approximation, it seems then that what is forbidden is a regress of infinitely many types of causes, whereas a regress of infinitely many tokens is permitted. But that is too simple. After all, if an infinite causal sequence of humans generating humans were possible, it would surely also be possible for each of these humans to be qualitatively different from the others—say, in exact shade of eye color—and hence for there to be infinitely many types among them. In other words, not just any type will do.

Let’s focus in on two other ingredients in the text, the observation that the humans all “belong to the same order of efficient causality”, and the sun–elementary body–human example. Both of these rang a bell to me, because I had recently been writing on the Principle of Proportionate Causality. At Summa Theologiae I.4.2, St Thomas makes a different distinction that distinguishes between the human–human and the sun–body–human cases:

whatever perfection exists in an effect must be found in the effective cause: either in the same formality, if it is a univocal agent—as when man reproduces man; or in a more eminent degree [eminentiori modo], if it is an equivocal agent—thus in the sun is the likeness of whatever is generated by the sun’s power.

Here is a suggestion. In distinguishing per se and per accidens infinite multiplication of causes, Aquinas is indeed distinguishing counting types and tokens. But the types he is counting are what one might call “causal types” or “perfections”. The idea is that we have the same causal type when we have univocal agency, “as when man reproduces man”, and different causal type when we have equivocal agency, as when the sun generates something, since on Aquinas’ astronomical theory the sun is sui generis and hence when the sun generates, the sun is quite different from what it generates. In other words, I am tentatively suggesting that we identify the gradus of efficient causality of I.46.2 with the modus of perfection of I.4.2.

The picture of efficient causation that arises from I.4.2 is that in a finite or infinite causal regress we have two types of moves between effect and cause: a lateral move to a cause with the same perfection as the effect and an ascending vertical move to a cause that has the perfection more eminently.

The lateral moves only accidentally multiply the explanations, because the lateral moves do not really explain the perfection. If I got my humanity from another human, there is a sense in which this is not really an explanation of where my humanity comes from. The human I got my humanity from was just passing that humanity on. I need to move upwards, attributing my humanity to a higher cause. On this reading, Aquinas is claiming that there can only be finitely many upwards moves in a causal regress. Why? Maybe because infinite passing-on of more to less eminent perfections is just as unexplanatory as finite passing on of the same perfection. We need an ultimate origin of the perfections, a highest cause.

I like this approach, but it fits better with the sun–elemenatary body–human example than the hand–stick–rock example. It seems, after all, that in the hand–stick–rock example we have the same relevant perfection in all three items—locomotion, which is passed from hand to stick and then from stick to rock. This would thus seem like a per accidens multiplication rather than a per se one. If so, then it is tempting to say that Aquinas’ hand–stick–rock example is inapt. But perhaps we can say this. Hand-motion is probably meant to be a voluntary human activity. Plausibly, this is different in causal type from stick-motion: going from stick to hand is indeed an explanatory ascent. But it’s harder to see the progression from rock to stick as an explanatory ascent. After all, a rock can move a stick just as much as a stick can move a rock. But perhaps we can still think we have an ascent from rock-moving to stick-moved-by-hand, since a stick-moved-by-hand maybe has more of the perfection of the voluntary hand motion to it? That sounds iffy, but it’s the best I can do.

I wish Aquinas discussed a case of stick–stick–stick, where each stick moves the next? Would he make this be a per se multiplication of causes like the hand–stick–rock case? If so, that’s a count against my reading. Or would he say that it’s an accidental multiplication? If so, then my tentative reading might be right.

It’s also possible that Aquinas’ examples of hand–stick–rock and sun–elementary body–human are in fact more unlike than he noticed, and that it is the latter that is a better example of per se multiplication of causes.

Per se and per accidens ordered series

I’ve never been quite clear on Aquinas’ famous distinction between per se and per accidens ordered series, though I really like the clarity of Ed Feser’s explanation. Abridging greatly:

An instrumental cause is one that derives whatever causal power it has from something else. … [A]ll the causes in [a per se] series other than the first are instrumental [and thus] are said to be ordered per se or “essentially,” for their being causes at all depends essentially on the activity of that which uses them as instruments. By contrast, causes ordered per accidens or “accidentally” do not essentially depend for their efficacy on the activity of earlier causes in the series. To use Aquinas’s example, a father possesses the power to generate sons independently of the activity of his own father … .

The problem here is that it’s really hard to think of any examples of purely instrumental causes in this sense. Take Aquinas’s example of a per se series where the hand moves a stick which moves the stone. That may work in his physics, but not in ours. Every stick is basically a stiff spring—there are no rigid bodies. So, for ease of visualization, let’s imagine a hand that pushes one end of a spring, and the other end of the spring pushes the stone. When you push your end of the spring, the spring compresses a little. A compression wave travels down the spring and the tension in the spring equalizes. The spring is now “charged” with elastic potential energy. And it then pushes on both the hand and the stone by means of the elastic potential energy. There is an unavoidable delay between your pushing your end of the spring and the other end pushing the stone (unavoidable, because physical causation doesn’t exceed the speed of light).

Now, once the spring is compressed, its pushing on the stone is its own causal activity. We can see this as follows. Suppose God annihilated your hand. For a very short while, the other end of the spring wouldn’t notice. It would still be pushing against the stone, and the stone would still be moving. Then the spring would decompress in the direction where the hand used to be, and the stone’s movement would stop. But a very short while is still something—it’s enough to show that the spring is acting on its own. The point isn’t that the stone would gradually slow down. The point, rather, is that it takes a while for the stone’s movement to be at all affected, because otherwise we could have faster-than-light communication between the hand and the spring.

What goes for springs goes for sticks. And I don’t know any better examples. Take Feser’s example in his Five Ways book of a cup held up by a desk which is held up by a floor. Feser says the desk “has no power on its own to hold the cup there. The desk too would fall to the earth unless the floor held it aloft”. Yes, it would—but not instantly. If the floor were to disappear, the tension in the desk’s legs—which, again, are just stiff springs—would continue to press upward on the desktop, which would press upward on the cup, counteracting gravity. But then because the bottoms of the legs are unsupported, the tension in the legs would relax, the legs would imperceptibly lengthen, and the whole thing would start to fall. Still, for a short while the top of the desk would have been utterly unaffected by the disappearance of the floor. It would only start accelerating downward once the tension in the legs dissipatated. It takes a time of at least L/c, where L is the length of the legs and c is the speed of light, for that to happen. Again, the legs of the table are charged-up springs whose internal tension is holding up the desktop.

If this is right, then we don’t have any clear examples of the kind of purely instrumental causality that Feser—and, fairly likely, Aquinas—is talking about. Now, it may be that the deep metaphysics of causation is indeed such that indeed all creaturely causation is indeed of this instrumental sort, being the instrument of the first cause. But since Aquinas is using the idea of per se causal series to establish the existence of the first cause, we need an argument here that does not depend on the existence of the first cause.

Against per se ordered infinite sequences of causes

Say that a sequence of events is per se causally ordered provided that each event not only causes the next but also causes everything in the next that is involved in causing the one after that (if there is one after that).

1. Any possible chunk of contingent reality is such that it is possible for something internally just like it to have a cause.
2. It is not possible to have a cause for an infinite per se causal regress of contingent causes.
3. Anything internally just like an infinite per se causal regress of contingent causes is an infinite per se causal regress of contingent causes.
4. So an infinite per se causal regress of contingent causes is impossible.

In the argument, (1) is a weak causal principle. The reason for the "something internally just like" phrase is that without the phrase the premise would immediately imply that every possible chunk of contingent reality has a cause given essentiality of origins. Premise (3) requires a non-Humean account of causation. I am going to ignore metaphysical questions about chunks of reality: perhaps we can reformulate in terms of pluralities, perhaps in terms of sets.

A crucial controversial premise is (2). Here's an intuitive line of thought that inclines me to (2). Suppose we have a backwards-infinite per se causal sequence of chickens and eggs, each chicken fully deterministically causing an egg with all of its relevant causal power, and each egg deterministically causing a chicken with all of its relevant causal power. And imagine this regress has a cause, say, G. How can G cause that whole sequence? Well, it couldn't do it by causing one particular chicken or one particular egg, for that wouldn't account for the chickens and eggs that came before that. The only picture I get of how something could cause the whole sequence would be if it caused each one of the eggs and chickens, or each one prior to some point in time, or more generally some backwards-infinite subsequence. The argument will be the same in each of the three cases, so I will just focus on the simplest.

So the cause G caused each of the eggs and chickens, and thereby caused the sequence. But of course each egg is caused by a chicken, too. So a given egg has two causes: it is caused by a chicken and by G. But the chicken caused the egg fully, with everything the egg needed to do its job of causing the next thing. So what did G contribute? Nothing really crucial to the sequence, since everything crucial to it was contributed by the chicken. Rather, it looks like it's going to be a case of overdetermination. The egg is caused by G and it's caused by the chicken. But G's causing of the regress as a whole isn't overdetermined (or so we may surely assume, modulo some technicalities), since in the absence of G the whole sequence wouldn't be caused. And if you take away a non-overdetermining cause, the effect disappears. So if you took away G, the whole regress should disappear. But why should taking away G matter, given that all of the causal influences by which G allegedly causes the regress are individually overdetermined?

If this is all right, then the critical attention will shift to (1).