Wednesday, November 26, 2025

Per se and per accidens multiplication of causes

Can there be an infinite sequence of efficient causes? Famously, Aquinas says both “No” and “Yes”, and makes a distinction between a per se ordering (“No”) and an accidental ordering (“Yes”). But it is difficult to reconstruct how the distinction goes, and whether there is good reason to maintain given modern physics.

Here is the central passage from Summa Theologiae I.46.2 reply 7, in Freddoso’s translation:

It is impossible to proceed to infinity per se among efficient causes, i.e., it is impossible for causes that are required per se for a given effect to be multiplied to infinity—as, for instance, if a rock were being moved with a stick, and the stick were being moved by a hand, and so on ad infinitum.

By contrast, it is not impossible to proceed to infinity per accidens among agent causes, i.e., it is not impossible if all the causes that are multiplied to infinity belong to a single order (ordinem) of causes and if their multiplication is incidental (per accidens)—as, for instance, if a craftsman were to use many hammers incidentally, because one after another kept breaking. In such a case, it is incidental to any given hammer that it acts after the action of a given one of the other hammers. In the same way, it is incidental to this man, insofar as he generates, that he himself was generated by another. For he generates insofar as he is a man and not insofar as he is the son of some other man, since all the men who generate belong to the same order (gradum) of efficient causality, viz., the order of a particular generating cause. In this sense, it is not impossible for man to be generated by man ad infinitum.

However, it would indeed be impossible for the generation of this man to depend upon that man, and upon an elemental body [a corpore elementari], and upon the sun, and so on ad infinitum.

What’s going on here? Re-reading the text (and double-checking against the Latin) I notice that per se and per accidens are introduced not as modifying the causal relations, but the infinite multiplication of causes. No indication is given initially that the causation functions differently in the two cases. Further, it is striking that both of the examples of per accidens multiplication of causes involve causes of the same type: hammers and humans (Freddoso’s “man” translates homo throughout the text).

To a first approximation, it seems then that what is forbidden is a regress of infinitely many types of causes, whereas a regress of infinitely many tokens is permitted. But that is too simple. After all, if an infinite causal sequence of humans generating humans were possible, it would surely also be possible for each of these humans to be qualitatively different from the others—say, in exact shade of eye color—and hence for there to be infinitely many types among them. In other words, not just any type will do.

Let’s focus in on two other ingredients in the text, the observation that the humans all “belong to the same order of efficient causality”, and the sun–elementary body–human example. Both of these rang a bell to me, because I had recently been writing on the Principle of Proportionate Causality. At Summa Theologiae I.4.2, St Thomas makes a different distinction that distinguishes between the human–human and the sun–body–human cases:

whatever perfection exists in an effect must be found in the effective cause: either in the same formality, if it is a univocal agent—as when man reproduces man; or in a more eminent degree [eminentiori modo], if it is an equivocal agent—thus in the sun is the likeness of whatever is generated by the sun’s power.

Here is a suggestion. In distinguishing per se and per accidens infinite multiplication of causes, Aquinas is indeed distinguishing counting types and tokens. But the types he is counting are what one might call “causal types” or “perfections”. The idea is that we have the same causal type when we have univocal agency, “as when man reproduces man”, and different causal type when we have equivocal agency, as when the sun generates something, since on Aquinas’ astronomical theory the sun is sui generis and hence when the sun generates, the sun is quite different from what it generates. In other words, I am tentatively suggesting that we identify the gradus of efficient causality of I.46.2 with the modus of perfection of I.4.2.

The picture of efficient causation that arises from I.4.2 is that in a finite or infinite causal regress we have two types of moves between effect and cause: a lateral move to a cause with the same perfection as the effect and an ascending vertical move to a cause that has the perfection more eminently.

The lateral moves only accidentally multiply the explanations, because the lateral moves do not really explain the perfection. If I got my humanity from another human, there is a sense in which this is not really an explanation of where my humanity comes from. The human I got my humanity from was just passing that humanity on. I need to move upwards, attributing my humanity to a higher cause. On this reading, Aquinas is claiming that there can only be finitely many upwards moves in a causal regress. Why? Maybe because infinite passing-on of more to less eminent perfections is just as unexplanatory as finite passing on of the same perfection. We need an ultimate origin of the perfections, a highest cause.

I like this approach, but it fits better with the sun–elemenatary body–human example than the hand–stick–rock example. It seems, after all, that in the hand–stick–rock example we have the same relevant perfection in all three items—locomotion, which is passed from hand to stick and then from stick to rock. This would thus seem like a per accidens multiplication rather than a per se one. If so, then it is tempting to say that Aquinas’ hand–stick–rock example is inapt. But perhaps we can say this. Hand-motion is probably meant to be a voluntary human activity. Plausibly, this is different in causal type from stick-motion: going from stick to hand is indeed an explanatory ascent. But it’s harder to see the progression from rock to stick as an explanatory ascent. After all, a rock can move a stick just as much as a stick can move a rock. But perhaps we can still think we have an ascent from rock-moving to stick-moved-by-hand, since a stick-moved-by-hand maybe has more of the perfection of the voluntary hand motion to it? That sounds iffy, but it’s the best I can do.

I wish Aquinas discussed a case of stick–stick–stick, where each stick moves the next? Would he make this be a per se multiplication of causes like the hand–stick–rock case? If so, that’s a count against my reading. Or would he say that it’s an accidental multiplication? If so, then my tentative reading might be right.

It’s also possible that Aquinas’ examples of hand–stick–rock and sun–elementary body–human are in fact more unlike than he noticed, and that it is the latter that is a better example of per se multiplication of causes.

8 comments:

CaptainCH said...

How similar do you think this account of per se causes would be to Aquinas’ interpretation of formal causality (e.g. the Fourth Way)?

Ryan Miller said...

There may be something gained by trying to line up I.46.2 with I.4.2, but I don't understand it as an interpretive move. Aquinas is pretty explicit about what he means by per se chains: where each cause depends upon the previous for its causal action in the present. In an inertia-free physics, the rock only moves because it is pushed, and the same with the stick, so the very action of the stick upon the rock requires recourse to the hand. The hand is different from the others because as part of an organism it has self-locomotion, not because it has pushing in a more eminent degree, the way the sun has heating. The hand moves in the same sense as the stick after all, while according to Aquinas the sun is not hot.

That said, I think you are dead on in saying that what is at issue is whether explanation is genuine or not, and that per accidens causes must be reduced to per se ones in order to explain (see Physics I.6-8) just as per se causes must be reduced to their ultimate cause.

It also seems like there are plenty of per se causal series in modern physics. One might explain a biological effect by the function in an organism, a molecular shape, a set of elements and bonds, elementary particles with certain charges, and the standard model.

Alexander R Pruss said...

"where each cause depends upon the previous for its causal action in the present": What text do you have in mind for that? I know that's the standard reading, but I am trying to find a way to avoid it, since on that standard reading pretty much no physical examples work in a physics where all objects have some elasticity and all interaction is mediated by time-delayed forces. (I am more worried by elasticity than by inertia.)

Michael Staron said...

Wouldn’t all cases of “bottom-up” causation be per se causal series in the standard Thomistic sense? Assuming composition is not identity, with bottom-up causation, parts acting in certain ways cause their wholes to be causes.

Alexander R Pruss said...

Michael: That's tricky, because on Aristotelian views the parts are grounded in the whole, and so it seems that just as the whole acts through accidents, the whole acts through the parts. The parts seem to be the instruments. So it seems that we may have a per se causal series, but one in the opposite direction.

Michael Staron said...

I agree that that is what an Aristotelian would say about material substances. Material substances, as wholes, use their parts as instruments. But for accidental beings (like artifacts), Aristotelians are typically fine with a bottom-up analysis.

Regardless, you wanted examples of per se causal series in the natural world (prior to any arguments for God), and I think one’s philosophy of nature should incline one to believe in per se causal series. If you’re inclined toward Aristotelianism, you’ll find them in material substances using their parts as instruments. If you’re inclined toward more reductionistic analyses, you’ll find them in material parts causing their wholes to be causes. My gut says the only way to avoid per se causal series in the natural world is through Mereological nihilism.

Michael Staron said...

Ok, maybe not total Mereological nihilism. I guess you can still believe in immaterial wholes which don’t use their parts as instruments and deny the existence of material wholes.

Alexander R Pruss said...

Fair enough, though we do have a bit of negative evidence that Aquinas has something else in mind, namely that he doesn't give substance→(accident→effect) as an example of a per se causal series. I am also not completely confident that this is the right metaphysics of causation. There are a number of other ways for the story to go.

Also even if this works shifts the difficulty to me to a different place: I feel no intuition towards making the per se series any longer. I have: substance→accident/part→effect, but I have no intuition to think that something works through the substance in the way that the substance works through the part. PSR makes me think something causes the (finite) substance's existence, but then it seems OK to me to suppose that the substance causes its effect via its own causal power. I take it *on faith* that God is still needed to make each of the creaturely causal arrows work, but I don't have a philosophical argument.